Securities Enforcement. Corporate Investigations. Financial Regulation.

Independent analysis of the laws, regulations, investigations, and enforcement actions shaping modern financial markets.

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GESMER UPDEGROVE

BRAEDEN ANDERSON

Braeden is one of the top securities lawyers in the country and was recognized by Best Lawyers: Ones to Watch® in America in the Financial Services Regulation Law and Securities Regulation categories. This honor is awarded to only the top 2% of attorneys in the United States and is based on a comprehensive peer-review survey.

Braeden helped lead Gesmer Updegrove to recognition in The Legal 500 United States for Corporate Investigations & White Collar Crime, Tier 3, and Finance: Fintech, Tier 4.

Braeden is active in the U.S. securities enforcement community through Securities Docket, where he has served on the 2025 and 2026 Advisory Boards and contributed video commentary through the Weekly Update.

Braeden was named the #1 United States author in FinTech in Mondaq’s Spring 2025 Thought Leadership Awards, reflecting the national reach and influence of his writing on fintech, securities regulation, and digital asset policy.

K. Braeden Anderson K. Braeden Anderson

The SEC’s Crypto Custody Roundtable: A Tipping Point for Regulatory Clarity or More Questions?

The Securities and Exchange Commission has released the full agenda and panel lineup for its April 25 roundtable, “Know Your Custodian: Key Considerations for Crypto Custody.” The speaker list is impressive—though, perhaps, it might have been even stronger had they invited me (a guy can dream, right?). Scheduled to take place at SEC headquarters in Washington, D.C., the event will bring together regulators, law firm partners, academics, and crypto-native custodians for what may prove to be the most consequential public dialogue on digital asset custody to date.

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Anderson Practical Guide K. Braeden Anderson Anderson Practical Guide K. Braeden Anderson

Bitcoin as a Strategic Reserve: Policy, Legal, and Compliance Implications

As governments around the world begin to explore bitcoin as a sovereign reserve asset, the legal and operational challenges of holding decentralized digital assets at scale are coming into focus. With the U.S. now consolidating over 200,000 BTC under a newly created Strategic Bitcoin Reserve, federal agencies must confront unprecedented questions around custody, classification, transparency, and compliance. This article examines how sovereign crypto ownership reshapes the legal landscape—where sovereign immunity meets private key management, and where agencies once tasked solely with regulation must now coordinate as market participants. The implications for global reserve policy, national security, and financial law are only beginning to unfold.

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K. Braeden Anderson K. Braeden Anderson

Securities Docket Weekly Update - April 11

Here are the top stories in securities enforcement and regulation for the week ending April 11, 2025. From viral market misinformation to a new SEC Chair, let’s get into it. Don’t forget to like, comment, and subscribe for weekly updates! 👊🏽🇺🇸

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K. Braeden Anderson K. Braeden Anderson

Securities Docket Weekly Update - March 29

Securities Docket Weekly Update - March 29, 2025. Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don’t forget to like, comment, and subscribe for weekly updates!

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K. Braeden Anderson K. Braeden Anderson

Securities Docket Weekly Update - March 21

Securities Docket Weekly Update - March 21, 2025. Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don’t forget to like, comment, and subscribe for weekly updates!

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