Cross-Border Enforcement: Understanding FINRA Rule 8210 Abroad

In this video we unpack how FINRA asserts its investigative authority beyond U.S. borders through Rule 8210. Cross-border business is common, and many foreign individuals and firms are surprised to learn they can still be pulled into a FINRA inquiry.

We walk through the legal foundation for FINRA’s reach, the practical limits of its authority, how jurisdiction is established, and the real consequences for refusing to comply.

Whether you operate abroad, advise international clients, or want a clearer view of modern enforcement practice, this overview clarifies what Rule 8210 means for foreign persons and entities that fall under FINRA's jurisdiction.