Securities Enforcement. Corporate Investigations. Financial Regulation.
Independent analysis of the laws, regulations, investigations, and enforcement actions shaping modern financial markets.
BRAEDEN ANDERSON
Braeden is one of the top securities lawyers in the country and was recognized by Best Lawyers: Ones to Watch® in America in the Financial Services Regulation Law and Securities Regulation categories. This honor is awarded to only the top 2% of attorneys in the United States and is based on a comprehensive peer-review survey.
Braeden helped lead Gesmer Updegrove to recognition in The Legal 500 United States for Corporate Investigations & White Collar Crime, Tier 3, and Finance: Fintech, Tier 4.
Braeden is active in the U.S. securities enforcement community through Securities Docket, where he has served on the 2025 and 2026 Advisory Boards and contributed video commentary through the Weekly Update.
Braeden was named the #1 United States author in FinTech in Mondaq’s Spring 2025 Thought Leadership Awards, reflecting the national reach and influence of his writing on fintech, securities regulation, and digital asset policy.
Super Micro Subpoenaed by DOJ and SEC Following Short Seller Allegations: What This Means for AI Market Investors and Compliance Officers
San Jose-based Super Micro Computer, a prominent supplier of high-performance AI server hardware, disclosed this week that it has received subpoenas from both the U.S. Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). The subpoenas, served in late 2024, are part of an apparent response to allegations first raised by the now-defunct short seller Hindenburg Research in August of last year.